You are viewing limited content. For full access, please sign in.

Discussion

Posted to Financial Services

Discussion

Financial Services

Who do you use as a D3P provider for rule 17a-4?

Updated August 30, 2017
posted on June 30, 2017

We would like to become a paperless firm but have quite a ways to go. Who do your firms use as a designated third party?

0 0
replied on August 14, 2017

Just reposting here in hopes somebody could maybe share what you are doing regarding D3P services. I have a meeting tomorrow and would like to have some insight into what others are doing.

0 0
replied on August 30, 2017

Hi Susan,

This response may be too late for your meeting a few weeks ago but we offer D3P services to many clients through online WORM backup or storage of WORM media w/ an attestation. Let me know if you need more information. patrick@citiesdigital.com

 

0 0
replied on August 30, 2017

Thanks, Patrick. We have actually had some discussion with CitiesDigital since I posted that. You guys have some options we are considering.

0 0
You are not allowed to follow up in this post.

Sign in to reply to this post.

Details
Related Posts
Loading ...